Associated Financial Group is a wholly owned subsidiary of LPL Holdings. Inc. It is comprised of two affiliated financial companies; Associated Securities Corp. (“ASC”), a registered broker/dealer and Registered Investment Advisor offering a full range of securities, investment, and advisory products and Associated Planners Investment Advisory, Inc., a Registered Investment Advisor that enables advisors to offer a wide variety of fee-based investment advisory services and financial planning. The firm was founded in 1982 and is headquartered in Southern California, currently serving 100 branch offices primarily in the western United States. ASC is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investors Protection Corporation (SIPC).
A registered broker/dealer and Registered Investment Advisor offering a full range of securities and investment products. Associated Securities Corp. is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investors Protection Corporation (SIPC).
A Registered Investment Advisor that enables Associated Advisors who have obtained the necessary APIA and client approval to assume investment discretion with equity trading, sophisticated modeling, and financial planning.